RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• N••••• H••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 28, 2018 · South Bend, In
- S•••••• N••••••• • C••••••• I••••••••• national BDAug 4, 2016 to Mar 22, 2018 · St. Louis, Mo
- O••••••••• • C•• I••• BD affiliatedJun 2, 2015 to Aug 2, 2016 · Grand Rapids, Mi
- C••••• P••••••• O••• L•• institutionalSep 15, 2014 to Jul 21, 2015 · Grand Rapids, Mi
- S•••••••• F••••••••• I••• formerJul 22, 2014 to Jul 25, 2014 · Byron Center, Mi
- S•••••• N••••••• • C••••••• I••••••••• to A••••• A•• P••••••• S•••••••left Mar 22, 2018, registered Mar 28, 2018 (6 days) · Other
- O••••••••• • C•• I••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 2, 2016, registered Aug 4, 2016 (2 days) · Other · moved with a team
- C••••• P••••••• O••• L•• to O••••••••• • C•• I•••left Jul 21, 2015, registered Jun 2, 2015 (-49 days) · Other
- S•••••••• F••••••••• I••• to C••••• P••••••• O••• L••left Jul 25, 2014, registered Sep 15, 2014 (52 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address