DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Abg Consultants
Legal name Abg Consultants, LLC
Latest filing Aug 31, 2026
First filing on the tape Mar 1, 2012 · 37 filings
SEC status approved since Oct 2, 2008
RAUM
$697M
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
8.8%
$61.6M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$99.6M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$697M as of Aug 31, 2026
Mar 1, 2012$90.5M then
HNW client RAUM$22.8M as of Aug 31, 2026
Mar 13, 2018$8.0M then
State-registered IARs (5.B.3)3 as of Aug 31, 2026
Mar 28, 20134 then
Employees (5.A)4 as of Aug 31, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +21% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $99.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 229derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $369,953derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 74%derivedof RAUM
- Institutional
- 91%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.6derivedItem 5.A over advisors
- Advisors per office
- 1.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -39%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $642M, 333 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$634M91%
- Individuals$38.9M5.6%
- High-net-worth individuals$22.8M3.3%
- State and municipal entities$1.8M0.3%
- Individual clients
- 1,586reported
- HNW clients
- 14reported
- Pension plan clients
- 284reported
- Charitable clients
- 0reported
- Accounts
- 1,885reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $642M for 333 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.09 fund_share=0.0 institutional_share=0.91 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Peter Anthony MessinaCertified Financial Planner | Cottonwood Heights, Ut | Feb 25, 2015 | 13 y | 0 |
| Tabitha Ann Garreffa | Arlington, Tx | Nov 18, 2021 | 27 y | 3 |
| Ryan Knebel | Collinsville, Il | Jan 12, 2026 | 16 y | 2 |
| Michael Spencer Loveless | Orlando, Fl | Jul 15, 2026 | 13 y | 6 |
| Thomas L Smith | Cottonwood Heights, Ut | Aug 14, 2026 | 15 y | 2 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Wesley Ted Jensen to Private AdvisoryJan 7, 2022 · Other
- Thomas Arthur Krusic to Intellicents Investment Solutions IncJun 30, 2021 · Other
Joined, latest
- Thomas L Smith from Oneamerica Securities, Inc.Aug 14, 2026 · Other
- Michael Spencer Loveless from Concourse Financial Group AdvisorsJul 15, 2026 · Other
- Ryan Knebel from Efficient AdvisorsJan 12, 2026 · Other
- Tabitha Ann Garreffa from Fluent Financial, LLCNov 18, 2021 · Other
- Thomas Arthur Krusic from Brighton Jones LLCJan 4, 2018 · Other
- Wesley Ted Jensen from Nations Financial Group, Inc.Dec 3, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bishop Scott David · Chief Executive Officercontrolsince 03/2024 · owns less than 5%
- A Christopher Mautz · Presidentcontrolsince 06/2022 · owns less than 5%
- Russell James Hadaway · Chief Compliance Officersince 03/2021 · owns less than 5%
Entity owners
- Rocky Mountain Employee Benefits, Inc · Ownerdirect · owns 75% or more
- Fiduciary Services Group, LLC · Ownerindirect · owns 75% or more of Rocky Mountain Employee Benefits, Inc
- Pcs Parent, L.P. · Stockholderindirect · owns 75% or more of Pcs Topco, Inc.
- Fsg Parent, Inc. · Memberindirect · owns 75% or more of Fiduciary Services Group, LLC
- Lee Equity Partners IV Gp, LLC · General Partnerindirect · owns F of Lep Pcs Co-Invest, LP
- Lep Pcs Co-Invest, LP · Limited Partnerindirect · owns 50% to 75% of Pcs Parent, L.P.
- Llr V-Pcs, LLC · Stockholderindirect · owns 75% or more of Fsg Parent, Inc.
- Pcs Buyer, Inc. · Stockholderindirect · owns 75% or more of Llr V-Pcs, LLC
- Pcs Intermediate, Inc. · Stockholderindirect · owns 75% or more of Pcs Midco, Inc.
- Pcs Midco, Inc. · Stockholderindirect · owns 75% or more of Pcs Buyer, Inc.
- Pcs Parent Gp, LLC. · General Partnerindirect · owns F of Pcs Parent, L.P.
- Pcs Topco, Inc. · Stockholderindirect · owns 75% or more of Pcs Intermediate, Inc.
Related persons
Schedule D 7.A
- Advisortrust, Inc.custodiann
- Alliance Benefit Group - Rocky MountainLP sponsorn
- Efficient Advisorsinvestment advisernRAUM $3.1B
- Fiduciary Advisors, LLCinvestment advisernRAUM $520M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cottonwood Heights, Ut · principal | 5 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 17, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $576,333,108 to $697,361,654, advisors 3 to 3, private clients 2607 to 1600, offices 3 to 3 (2025-04-11 to 2026-04-17)peers: institutional managers, $500M to $1B (71)
- client count collapseChange between filings · filing Apr 17, 2026individual and HNW clients (Item 5.D) moved from 2,607.0 to 1,600.0 (-39.0%) between the annual amendments of 2025-04-11 and 2026-04-17; the peer median change was -10.0% (4 comparable advisers, 0.0th percentile of changes)peers: institutional managers, $500M to $1B (4) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 2,898 to 1,885Apr 11, 2025 to Mar 29, 2026
- HNW clients · 7 to 14Apr 11, 2025 to Mar 29, 2026
- Individual clients · 2,600 to 1,586Apr 11, 2025 to Mar 29, 2026
- Pension plan clients · 290 to 284Apr 11, 2025 to Mar 29, 2026
- Assets in custody · $511M to $642MApr 11, 2025 to Mar 29, 2026
- Financial planning clients · 1-10 to 11-25Apr 11, 2025 to Mar 29, 2026
- Discretionary RAUM · $410M to $517MApr 11, 2025 to Mar 29, 2026
- HNW RAUM · $11.8M to $22.8MApr 11, 2025 to Mar 29, 2026
- Individual RAUM · $60.2M to $38.9MApr 11, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $166M to $180MApr 11, 2025 to Mar 29, 2026
- Pension RAUM · $503M to $634MApr 11, 2025 to Mar 29, 2026
- RAUM · $576M to $697MApr 11, 2025 to Mar 29, 2026
- Accounts · 1,984 to 2,898Jan 13, 2025 to Apr 11, 2025
- Corporate clients · 2 to 0Jan 13, 2025 to Apr 11, 2025
- HNW clients · 5 to 7Jan 13, 2025 to Apr 11, 2025
- Individual clients · 1,798 to 2,600Jan 13, 2025 to Apr 11, 2025
- Pension plan clients · 178 to 290Jan 13, 2025 to Apr 11, 2025
- Assets in custody · $443M to $511MJan 13, 2025 to Apr 11, 2025
- Financial planning clients · 11-25 to 1-10Jan 13, 2025 to Apr 11, 2025
- Discretionary RAUM · $367M to $410MJan 13, 2025 to Apr 11, 2025
- HNW RAUM · $8.0M to $11.8MJan 13, 2025 to Apr 11, 2025
- Individual RAUM · $45.2M to $60.2MJan 13, 2025 to Apr 11, 2025
- Non-discretionary RAUM · $145M to $166MJan 13, 2025 to Apr 11, 2025
- Pension RAUM · $453M to $503MJan 13, 2025 to Apr 11, 2025
- RAUM · $512M to $576MJan 13, 2025 to Apr 11, 2025
- HQ city · SALT LAKE CITY to COTTONWOOD HEIGHTSMar 28, 2024 to Jan 13, 2025
- Accounts · 411 to 1,984Aug 4, 2023 to Mar 28, 2024
- Advisory employees · 4 to 3Aug 4, 2023 to Mar 28, 2024
- HNW clients · 10 to 5Aug 4, 2023 to Mar 28, 2024
- Individual clients · 142 to 1,798Aug 4, 2023 to Mar 28, 2024
- Pension plan clients · 201 to 178Aug 4, 2023 to Mar 28, 2024
- Assets in custody · $403M to $443MAug 4, 2023 to Mar 28, 2024
- Insurance-licensed employees · 0 to 1Aug 4, 2023 to Mar 28, 2024
- Financial planning clients · 1-10 to 11-25Aug 4, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 3Aug 4, 2023 to Mar 28, 2024
- Other offices · 1 to 3Aug 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $338M to $367MAug 4, 2023 to Mar 28, 2024
- HNW RAUM · $13.6M to $8.0MAug 4, 2023 to Mar 28, 2024
- Individual RAUM · $19.5M to $45.2MAug 4, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $130M to $145MAug 4, 2023 to Mar 28, 2024
Signals
8 dated events
- Bishop Scott David (Chief Executive Officer) appeared on Schedule A of Abg ConsultantsMar 28, 2024 · Control person joined · fact
- Nmi Lawrence Solomon (President) no longer on Schedule A of Abg Consultants (listed 2022-09-12, absent 2022-11-28)Nov 28, 2022 · Control person left · inference
- A Christopher Mautz (President) appeared on Schedule A of Abg ConsultantsNov 28, 2022 · Control person joined · fact
- Wesley Ted Jensen left Abg Consultants for Private Advisory (registered 2022-01-12)Jan 7, 2022 · Advisor changed firm · fact
- Russell James Hadaway (Chief Compliance Officer) appeared on Schedule A of Abg ConsultantsMar 29, 2021 · Control person joined · fact
- Jeffrey William Zobell (Owner) no longer on Schedule A of Abg Consultants (listed 2020-06-18, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Brett Dallin Zobell (Owner) no longer on Schedule A of Abg Consultants (listed 2020-06-18, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Abg Consultants reported RAUM $428.2M, up 35% from $318.3M (2019-05-29 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- managedplan.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-486-5069reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026