RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 7, 2026 · New York, Ny
- M••••• S•••••• wirehouseSep 26, 2025 to May 25, 2026 · New York, Ny
- R•• R•••••••• L•• BD affiliatedJul 6, 2021 to May 21, 2025 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 13, 2018 to Jul 22, 2019 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 8, 2014 to Oct 14, 2016 · New York, Ny
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 10, 2014 to Jun 30, 2014 · Jersey City, Nj
- M••••• S•••••• to J••• M••••• S••••••••• L••left May 25, 2026, registered Jul 7, 2026 (43 days) · Wirehouse to wirehouse · moved with a team
- R•• R•••••••• L•• to M••••• S••••••left May 21, 2025, registered Sep 26, 2025 (128 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• R•••••••• L••left Jul 22, 2019, registered Jul 6, 2021 (715 days) · Wirehouse to affiliated broker-dealer or bank
- V••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 30, 2014, registered Aug 8, 2014 (39 days) · Other
- J••••• P••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2026-07-07)May 25, 2026 · Advisor changed firm · fact
- J••••• P••••• left R•• R•••••••• L•• for M••••• S•••••• (registered 2025-09-26)May 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address