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Feed of 09/15/2026
Also filed as Heath M Cato
At current firm
7 y
since Jun 24, 2019
In the industry
12 y
since May 30, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jun 24, 2019 · St. Louis, Mo
- P•• W••••• M••••••••• BD affiliatedMay 25, 2018 to Jun 20, 2019 · Kirkwood, Mo
- S•••••••• I••••••••• M••••••••• formerMar 24, 2017 to Mar 8, 2018 · Saint Louis, Mo
- W•••• F•••• A••••••• wirehouseJul 14, 2014 to Nov 19, 2014 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to E••••• J••••left Jun 20, 2019, registered Jun 24, 2019 (4 days) · Affiliated broker-dealer or bank to another
- S•••••••• I••••••••• M••••••••• to P•• W••••• M•••••••••left Mar 8, 2018, registered May 25, 2018 (78 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to S•••••••• I••••••••• M•••••••••left Nov 19, 2014, registered Mar 24, 2017 (856 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address