DFX Intelligence
RIA Intelligence
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Registered advisor
D•••••• K••• B•••
Certified Financial Planner
Feed of 09/15/2026
At current firm
6 y
since Apr 20, 2020
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Jan 22, 2026 · Knoxville, Tn
- C••••••• P••••••• I••••••••• A•••••••• L•• i••••••••• manager currentsince Apr 20, 2020 · Knoxville, Tn
- F•••• H•••••• A•••••••• I•• formerSep 10, 2018 to Sep 27, 2019 · Johnson City, Tn
Moves
a registration end followed by a registration begin elsewhere
- F•••• H•••••• A•••••••• I•• to C••••••• P••••••• I••••••••• A•••••••• L••left Sep 27, 2019, registered Apr 20, 2020 (206 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address