DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J• U••••••

R••••• W• B•••• • C•• I•••••••••mixed wealthNew Berlin, Wi dual registrantIAPD 6164577

Certified Financial Planner

Feed of 09/15/2026

Also filed as Matt James Urbanek

At current firm

2 y

since Jul 16, 2024

In the industry

13 y

since Apr 6, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Jul 16, 2024 · Milwaukee, Wi
M••••• S•••••• wirehouse
Jul 7, 2021 to Jul 19, 2024 · Waukesha, Wi
T••••••••• R••••••••• A•••••••• L•• BD affiliated
Sep 30, 2014 to Jul 6, 2021 · Milwaukee, Wi
P•• W••••• M••••••••• BD affiliated
Aug 7, 2013 to Sep 26, 2014 · Wauwatosa, Wi
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Apr 11, 2013 to Jul 10, 2013 · Milwaukee, Wi

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••
left Jul 19, 2024, registered Jul 16, 2024 (-3 days) · Wirehouse to independent RIA
T••••••••• R••••••••• A•••••••• L•• to M••••• S••••••
left Jul 6, 2021, registered Jul 7, 2021 (1 days) · Affiliated broker-dealer or bank to wirehouse
P•• W••••• M••••••••• to T••••••••• R••••••••• A•••••••• L••
left Sep 26, 2014, registered Sep 30, 2014 (4 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to P•• W••••• M•••••••••
left Jul 10, 2013, registered Aug 7, 2013 (28 days) · Other

Signals

M•••••• J• U•••••• left M••••• S•••••• for R••••• W• B•••• • C•• I••••••••• (registered 2024-07-16)
Jul 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address