RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••••••• P••••
- A•••••• A•••• M••••••••• L•• other currentsince Feb 17, 2026 · Miami, Fl
- K••••• A•••••••• I••• BD affiliatedAug 16, 2023 to Feb 9, 2026 · Ft. Lauderdale, Fl
- C•••••••• C•••••• A••••••• L•• mixed wealthJan 19, 2022 to Aug 15, 2023 · Miami, Fl
- K••••• A•••••••• I••• to A•••••• A•••• M••••••••• L••left Feb 9, 2026, registered Feb 17, 2026 (8 days) · Other
- C•••••••• C•••••• A••••••• L•• to K••••• A•••••••• I•••left Aug 15, 2023, registered Aug 16, 2023 (1 days) · Other
- F••••••• P•••• left K••••• A•••••••• I••• for A•••••• A•••• M••••••••• L•• (registered 2026-02-17)Feb 9, 2026 · Advisor changed firm · fact
- F••••••• P•••• left C•••••••• C•••••• A••••••• L•• for K••••• A•••••••• I••• (registered 2023-08-16)Aug 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address