DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Allaria Asset Management, LLC

Other adviserMiami, FloridaCRD 287513SEC 801-125025websiteIAPD
Latest filing Apr 28, 2026
First filing on the tape Mar 13, 2017 · 16 filings
SEC status approved since May 13, 2022
RAUM
$180M
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
2.0%
$3.7M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$29.9M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$180M as of Apr 28, 2026
Mar 30, 2023$126M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Apr 28, 2026
Mar 30, 20233 then
Employees (5.A)6 as of Apr 28, 2026
Mar 30, 20233 then
Private funds: no history
RAUM +56% over the last fiscal year+13% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
RAUM per advisor
$29.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$9.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
60%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+56%derivedbetween the last two annual amendments
Advisor growth, one year
+33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$176M98%
  • Individuals$3.7M2.0%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
19reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
private_client_share=0.02 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Humberto LopezMiami, FlJul 22, 202125 y3
Gustavo Andres GueriniMiami, FlJan 16, 202526 y1
Marcelo Pablo Di CugnoMiami, FlJan 16, 202514 y1
Francisco Miguel SussiniFlorence, Sc Jun 27, 202510 y0
Fernando PardoMiami, FlFeb 17, 202611 y2
Mauricio Alexander RamirezMiami, FlJun 8, 202611 y2
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Pablo Marcelo Di Cugno · Chief Executive Officer, Managing Membercontrol
      since 11/2016 · owns less than 5%
    • Ernesto Allaria · Shareholdercontrol
      since 06/2015 · owns 25% to 50% of Allaria S.A.
    • Anthony Kevin Rowe · Chief Compliance Officer
      since 03/2020 · owns less than 5%
    • Alfredo Enrique Marti · Shareholder
      since 05/2022 · owns 25% to 50% of Allaria S.A.
    • Francisco Juan Politi · Shareholder
      since 05/2022 · owns 25% to 50% of Allaria S.A.
    Entity owners
    • Allaria Latam Investment Services, Inc. · Member
      direct · owns 75% or more
    • Allaria Inversiones Globales S.A. · Shareholder
      indirect · owns 75% or more of Allaria Latam Inversiones S.A.
    • Allaria Latam Inversiones S.A. · Shareholder
      indirect · owns 75% or more of Allaria Latam Investment Services, Inc.
    • Allaria S.A. · Shareholder
      indirect · owns 75% or more of Allaria Inversiones Globales S.A.
    Related persons
    Schedule D 7.A
    • Allaria Ledesma Y Cia S.A.
      broker-dealern
    • Allaria Securities, LLC
      broker-dealern
    • Inversiones Del Rio De La Plata Casa De Valores S.A.
      broker-dealern
    • Rio De La Plata Agente De Valores S.A.
      broker-dealern
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal620
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • discretionary share shiftChange between filings · filing Apr 28, 2026
      discretionary share of RAUM moved from 100.0% to 60.0% between the annual amendments of 2025-02-19 and 2026-04-28
      peers: other advisers, $100M to $500M (212)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 14 to 19
      Aug 15, 2025 to Mar 30, 2026
    • Advisory employees · 3 to 4
      Aug 15, 2025 to Mar 30, 2026
    • Advisory activities · 2 to 3
      Aug 15, 2025 to Mar 30, 2026
    • BD registered reps · 3 to 6
      Aug 15, 2025 to Mar 30, 2026
    • Corporate clients · 11 to 15
      Aug 15, 2025 to Mar 30, 2026
    • Employees · 3 to 6
      Aug 15, 2025 to Mar 30, 2026
    • State-registered IARs · 3 to 4
      Aug 15, 2025 to Mar 30, 2026
    • Discretionary RAUM · $115M to $108M
      Aug 15, 2025 to Mar 30, 2026
    • Individual RAUM · $2.9M to $3.7M
      Aug 15, 2025 to Mar 30, 2026
    • Non-discretionary RAUM · $0 to $71.1M
      Aug 15, 2025 to Mar 30, 2026
    • RAUM · $115M to $180M
      Aug 15, 2025 to Mar 30, 2026
    • Financial planning clients · unset to
      Feb 19, 2025 to Jun 30, 2025
    • Discretionary RAUM · $141M to $115M
      Oct 29, 2024 to Feb 19, 2025
    • Individual RAUM · $270,505 to $2.9M
      Oct 29, 2024 to Feb 19, 2025
    • RAUM · $141M to $115M
      Oct 29, 2024 to Feb 19, 2025
    • Accounts · 11 to 14
      Mar 30, 2023 to Mar 28, 2024
    • Corporate clients · 9 to 11
      Mar 30, 2023 to Mar 28, 2024
    • Discretionary RAUM · $126M to $141M
      Mar 30, 2023 to Mar 28, 2024
    • Individual RAUM · unset to 270505.0
      Mar 30, 2023 to Mar 28, 2024
    • RAUM · $126M to $141M
      Mar 30, 2023 to Mar 28, 2024
    • Accounts · 12 to 11
      Nov 4, 2022 to Mar 30, 2023
    • BD registered reps · 4 to 3
      Nov 4, 2022 to Mar 30, 2023
    • Assets in custody · 25807640.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • Custody of client assets · true to false
      Nov 4, 2022 to Mar 30, 2023
    • Employees · 4 to 3
      Nov 4, 2022 to Mar 30, 2023
    • Discretionary RAUM · $102M to $126M
      Nov 4, 2022 to Mar 30, 2023
    • HNW RAUM · 0.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • Individual RAUM · 0.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • Pension RAUM · 0.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • Pooled vehicle RAUM · 0.0 to unset
      Nov 4, 2022 to Mar 30, 2023
    • RAUM · $102M to $126M
      Nov 4, 2022 to Mar 30, 2023
    • Accounts · unset to 12.0
      Nov 3, 2017 to Apr 14, 2022
    • Advisory employees · 1 to 3
      Nov 3, 2017 to Apr 14, 2022
    • BD registered reps · 0 to 4
      Nov 3, 2017 to Apr 14, 2022
    • Charity clients · 0.0 to unset
      Nov 3, 2017 to Apr 14, 2022
    • Corporate clients · 0 to 9
      Nov 3, 2017 to Apr 14, 2022
    • HNW clients · 0.0 to unset
      Nov 3, 2017 to Apr 14, 2022
    • Individual clients · 0.0 to unset
      Nov 3, 2017 to Apr 14, 2022
    • Pension plan clients · 0.0 to unset
      Nov 3, 2017 to Apr 14, 2022
    • Pooled vehicle clients · 0.0 to unset
      Nov 3, 2017 to Apr 14, 2022
    Signals
    2 dated events
    • Anthony Kevin Rowe (Chief Compliance Officer) appeared on Schedule A of Allaria Asset Management, Llc
      Apr 14, 2022 · Control person joined · fact
    • Allaria Asset Management, Llc filed its initial SEC registration (Form ADV)
      Mar 13, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    allariasecurities.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    786-686-5400reportedpublic record, Form ADV, Apr 28, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Other adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $29.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026