DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stefan Rainer
Feed of 09/14/2026
At current firm
1 y
since May 22, 2025
In the industry
13 y
since Jun 24, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince May 22, 2025 · Huntsville, Al
- Pnc Wealth Management BD affiliatedOct 25, 2016 to Jun 4, 2025 · Huntsville, Al
- Investment Professionals, Inc. formerJun 30, 2014 to Nov 7, 2016 · Decatur, Al
- Morgan Stanley wirehouseJun 25, 2013 to Mar 20, 2014 · Huntsville, Al
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Wells Fargo Advisorsleft Jun 4, 2025, registered May 22, 2025 (-13 days) · Affiliated broker-dealer or bank to wirehouse
- Investment Professionals, Inc. to Pnc Wealth Managementleft Nov 7, 2016, registered Oct 25, 2016 (-13 days) · Other
- Morgan Stanley to Investment Professionals, Inc.left Mar 20, 2014, registered Jun 30, 2014 (102 days) · Other
Signals
- Stefan Rainer left Pnc Wealth Management for Wells Fargo Advisors (registered 2025-05-22)Jun 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address