J••••• M•••• P•••••••

M••••••BD affiliatedPleasanton, Cadual registrantIAPD 6173768

Certified Financial Planner

Feed of 09/14/2026

At current firm

4 y

since Jan 3, 2022

In the industry

15 y

since Oct 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Jan 3, 2022 · Pleasanton, Ca
C••••••••• F•••••••• N•••••• national BD
Nov 3, 2021 to Jan 4, 2022 · Pleasanton, Ca
W•••• F•••• A••••••• wirehouse
May 29, 2013 to Nov 5, 2021 · Round Rock, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to M••••••
left Jan 4, 2022, registered Jan 3, 2022 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
left Nov 5, 2021, registered Nov 3, 2021 (-2 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Jan 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address