DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
F••••••• F•••••••• A••••••••• I•••
Latest filing Sep 4, 2012
First filing on the tape Mar 26, 2012 · 3 filings
RAUM
$80.8M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$26.9M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$80.8M as of Sep 4, 2012
Mar 26, 2012$80.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 4, 2012
Mar 26, 20120 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 4, 2012; every figure names its basis
- RAUM per advisor
- $26.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $221,384derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 365reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• B•••••• F•••••••Certified Financial Planner | Deland, Fl | Jan 11, 2002 | 35 y | 0 |
| K•••• D••• E••••• | Deland, Fl | Aug 11, 2023 | 11 y | 1 |
| E•••• C•••••••• L•••••• | Deland, Fl | Mar 16, 2026 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••• C•••••• D••••••• to C••••• I••••••••• A••••••• L••Nov 1, 2022 · Other
- P••••• D• G••• to E••••• J••••Apr 7, 2022 · Other
- M•••••• A•••••• S••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••May 18, 2021 · Other
- J•••• S•••••• G••••• to B••••••••• W••••• M•••••••••Dec 23, 2016 · Other
- J•••••• S•••• S•••••• to S••••••• I••••••••• S•••••••• I•••Jul 23, 2004 · Other
Joined, latest
- K•••• C•••••• D••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 16, 2021 · Other
- P••••• D• G••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 30, 2020 · Other
- M•••••• A•••••• S••••• from K••••• S••••• • W••••• W••••• M••••••••• L••Jun 13, 2018 · Other
- J•••• S•••••• G••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 16, 2013 · Other
- J•••••• S•••• S•••••• from R•••••• J•••• F•••••••• S•••••••• I•••Apr 12, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• T•••••• B•••••• · President/Chief Compliance Officercontrolsince 08/1990 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Deland, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- K•••• C•••••• D••••••• left F••••••• F•••••••• A••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-12-05)Nov 1, 2022 · Advisor changed firm · fact
- P••••• D• G••• left F••••••• F•••••••• A••••••••• I••• for E••••• J•••• (registered 2026-02-03)Apr 7, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fleishel-financial-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- F•••••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $26.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026