DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• E••••• S••••••

3•• W••••• C••••••••• L••state registeredRoanoke, VaIA-onlyIAPD 6178299

Feed of 09/14/2026

Also filed as Michael E Shelton

At current firm

5 y

since Feb 17, 2021

In the industry

12 y

since Oct 12, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

3•• W••••• C••••••••• L•• state registered current
since Feb 17, 2021 · Roanoke, Va
L•••• F••• A••••••• S••••••• BD affiliated
Dec 4, 2019 to Jul 2, 2020 · Roanoke, Va
C••••••• R•••• W••••• M••••••••• L•• independent RIA
May 22, 2019 to Dec 18, 2019 · Roanoke, Va
O• I••••••••• M••••••••• C• BD affiliated
Sep 7, 2016 to May 22, 2019 · Roanoke, Va
3•• F•••••••• S••••••••• L•• unclassified
May 19, 2016 to Aug 29, 2016 · Roanoke, Va
V••• F•••••••• A•••••••• I••• BD affiliated
Oct 30, 2014 to May 19, 2016 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

L•••• F••• A••••••• S••••••• to 3•• W••••• C••••••••• L••
left Jul 2, 2020, registered Feb 17, 2021 (230 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••••••• R•••• W••••• M••••••••• L•• to L•••• F••• A••••••• S•••••••
left Dec 18, 2019, registered Dec 4, 2019 (-14 days) · RIA to affiliated broker-dealer or bank
O• I••••••••• M••••••••• C• to C••••••• R•••• W••••• M••••••••• L••
left May 22, 2019, registered May 22, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
3•• F•••••••• S••••••••• L•• to O• I••••••••• M••••••••• C•
left Aug 29, 2016, registered Sep 7, 2016 (9 days) · Other
V••• F•••••••• A•••••••• I••• to 3•• F•••••••• S••••••••• L••
left May 19, 2016, registered May 19, 2016 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address