RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• H••••• K•••
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Castle Hills, Tx
- C••• F•••••••• S•••••••• L••• formerFeb 25, 2021 to May 15, 2025 · San Antonio, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerAug 24, 2020 to Feb 22, 2021 · San Antonio, Tx
- N••• F•••••• I••••••••• S•••••••• L•• BD affiliatedJan 4, 2017 to Jul 23, 2020 · Vienna, Va
- N••• F•••••• A•••• M••••••••• L•• formerAug 29, 2016 to Jan 4, 2017 · San Antonio, Tx
- M••••• S•••••• wirehouseFeb 26, 2016 to Aug 17, 2016 · San Antonio, Tx
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- P•• M•••••• A•••••• S••••••••• I••• to C••• F•••••••• S•••••••• L•••left Feb 22, 2021, registered Feb 25, 2021 (3 days) · Affiliated broker-dealer or bank to another
- N••• F•••••• I••••••••• S•••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Jul 23, 2020, registered Aug 24, 2020 (32 days) · Affiliated broker-dealer or bank to another
- N••• F•••••• A•••• M••••••••• L•• to N••• F•••••• I••••••••• S•••••••• L••left Jan 4, 2017, registered Jan 4, 2017 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to N••• F•••••• A•••• M••••••••• L••left Aug 17, 2016, registered Aug 29, 2016 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address