RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••••• U•••••• B••••••••
- V••••••• A•••••••• I••• BD affiliated currentsince Jan 27, 2025 · Malvern, Pa
- V••••••• A•••••••• I••• BD affiliatedNov 8, 2021 to Dec 31, 2024 · Malvern, Pa
- P•• W••••• M••••••••• BD affiliatedOct 14, 2014 to Nov 1, 2018 · Bryn Mawr, Pa
- M••••• S•••••• wirehouseMay 22, 2013 to Sep 19, 2014 · Bryn Mawr, Pa
- P•• W••••• M••••••••• to V••••••• A•••••••• I•••left Nov 1, 2018, registered Nov 8, 2021 (1103 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to P•• W••••• M•••••••••left Sep 19, 2014, registered Oct 14, 2014 (25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address