DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• R•• R•••••

C•• A•••• M••••••••• I•••independent RIASouthfield, Midual registrantIAPD 6183264

Feed of 09/14/2026

Also filed as N••••••• R•• R•••••

At current firm

0 y

since Mar 10, 2026

In the industry

12 y

since Jan 13, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•• A•••• M••••••••• I••• independent RIA current
since Mar 10, 2026 · Southfield, Mi
C•• A•••• M••••••••• I••• independent RIA
Oct 8, 2024 to Dec 31, 2025 · Southfield, Mi
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 22, 2024 · Boston, Ma
S•••••••• A••••••• L•• national BD
Aug 11, 2017 to Jul 13, 2018 · Farmington, Mi
S•••••••• I••••••••• M••••••••• former
Jan 24, 2017 to Jul 11, 2017 · Saint Louis, Mo
E••••• J•••• national BD
Mar 24, 2015 to Aug 20, 2015 · Southfield, Mi
E•••••••• A•••••••• L•• national BD
Jan 22, 2014 to Jan 7, 2015 · Waterford, Mi

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to C•• A•••• M••••••••• I•••
left Mar 22, 2024, registered Oct 8, 2024 (200 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
S•••••••• I••••••••• M••••••••• to S•••••••• A••••••• L••
left Jul 11, 2017, registered Aug 11, 2017 (31 days) · Other
E••••• J•••• to S•••••••• I••••••••• M•••••••••
left Aug 20, 2015, registered Jan 24, 2017 (523 days) · Other
E•••••••• A•••••••• L•• to E••••• J••••
left Jan 7, 2015, registered Mar 24, 2015 (76 days) · Affiliated broker-dealer or bank to another

Signals

N••••••• R•• R••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•• A•••• M••••••••• I••• (registered 2024-10-08)
Mar 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address