RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T••••• S•••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Sep 26, 2025 · Plano, Tx
- F••••• I••••••••• independent RIAFeb 13, 2018 to Sep 12, 2025 · Plano, Tx
- S•••••••• A••••••• L•• national BDJan 16, 2015 to Jan 5, 2018 · St. Louis, Mo
- U••• B•••••• I••••••••• I••• formerApr 15, 2014 to Jan 2, 2015 · Saint Louis, Mo
- F••••• I••••••••• to F•••• P••••••• W•••••• L••left Sep 12, 2025, registered Sep 26, 2025 (14 days) · RIA to RIA
- S•••••••• A••••••• L•• to F••••• I•••••••••left Jan 5, 2018, registered Feb 13, 2018 (39 days) · Other
- U••• B•••••• I••••••••• I••• to S•••••••• A••••••• L••left Jan 2, 2015, registered Jan 16, 2015 (14 days) · Other
- J••• T••••• S••••••••• left F••••• I••••••••• for F•••• P••••••• W•••••• L•• (registered 2025-09-26)Sep 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address