P•••••• S••• T•••••

• O••••••• B•• W••••• P••••••• independent RIA current
  since Jan 6, 2025 · Parsippany, Nj
• P•••••• A•••••• G••••• L•• BD affiliated
  Dec 19, 2014 to Jul 20, 2022 · Fairfield, Nj
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Apr 24, 2014 to Feb 27, 2015 · Fairfield, Nj

• P•••••• A•••••• G••••• L•• to O••••••• B•• W••••• P•••••••
  left Jul 20, 2022, registered Jan 6, 2025 (901 days) · corporate re-registration, not a move
• N••••••••• M••••• I••••••••• S••••••••• to P•••••• A•••••• G••••• L••
  left Feb 27, 2015, registered Dec 19, 2014 (-70 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address