DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
27 advisors left N••••••••• M••••• I••••••••• S••••••••• for P•••••• A•••••• G••••• L••
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Joseph Cella | Florham Park, Nj | Feb 26, 2015 | Dec 19, 2014 |
| David M Mecca | Fairfield, Nj | Feb 26, 2015 | Dec 19, 2014 |
| Francis N Lepore | Fairfield, Nj | Feb 26, 2015 | Dec 19, 2014 |
| John Reed Finney | Fairfield, Nj | Feb 26, 2015 | Dec 19, 2014 |
| Jon Peter Betlow | Fairfield, Nj | Feb 26, 2015 | Dec 19, 2014 |
| Jonathan Guerrieri | Fairfield, Nj | Feb 26, 2015 | Jun 3, 2015 |
| Laurence Todd Celniker | Fairfield, Nj | Feb 26, 2015 | Dec 19, 2014 |
| Mark Jeffrey Feldman | Shrewsbury, Nj | Feb 26, 2015 | Feb 27, 2015 |
| Michael Ian Axelrod | Fairfield, Nj | Feb 26, 2015 | Dec 19, 2014 |
| Michael J Albertine | Fairfield, Nj | Feb 26, 2015 | Dec 19, 2014 |
| Andy Mark Schwartz | Fairfield, Nj | Feb 27, 2015 | Dec 19, 2014 |
| Michael John Mckiernan | Fairfield, Nj | Feb 27, 2015 | Dec 23, 2014 |
| Patrick Sean Torney | Fairfield, Nj | Feb 27, 2015 | Dec 19, 2014 |
| Richard Gordon Wright | Fairfield, Nj | Feb 27, 2015 | Dec 23, 2014 |
| Scott David Schwartz | Fairfield, Nj | Feb 27, 2015 | Dec 19, 2014 |
| Stephen Barrett Stone | Florham Park, Nj | Feb 27, 2015 | Dec 19, 2014 |
| Stephen Carey Goldenring | Fairfield, Nj | Feb 27, 2015 | Dec 19, 2014 |
| Daniel J Aguanno | Fairfield, Nj | Feb 28, 2015 | Dec 19, 2014 |
| Evan C Imfeld | Fairfield, Nj | Feb 28, 2015 | Mar 18, 2015 |
| John David Cooney | Fairfield, Nj | Feb 28, 2015 | Dec 19, 2014 |
| John Hume Voigt | Fairfield, Nj | Feb 28, 2015 | Dec 19, 2014 |
| Joshua Loree Lewis | Florham Park, Nj | Feb 28, 2015 | Oct 27, 2015 |
| Justin Poplawski | Fairfield, Nj | Feb 28, 2015 | Dec 23, 2014 |
| Anthony Kenneth Holden | Fairfield, Nj | Mar 4, 2015 | Dec 23, 2014 |
| Brendan Hughes | Fairfield, Nj | Mar 4, 2015 | Mar 18, 2015 |
| Dori R Schwartz | Fairfield, Nj | Mar 4, 2015 | Mar 18, 2015 |
| Khagendra Kattel | Fairfield, Nj | Mar 4, 2015 | Mar 18, 2015 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 26, 2015 to Mar 4, 2015
- Registered next
- Dec 19, 2014 to Oct 27, 2015
- Branch state
- NJ
- Cities
- 3, most in Fairfield, Nj
- Registered there that day
- 1,594 (people still on IAPD; an estimate)
- Share of that headcount
- 1.7%
- Succession by the destination
- none on the tape