E••• F•••••••

P•••••••• S••••••••• I•••BD affiliatedLeawood, Ksdual registrantIAPD 6192472

Feed of 09/14/2026

At current firm

3 y

since Apr 3, 2023

In the industry

13 y

since Jul 12, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• S••••••••• I••• BD affiliated current
since Apr 3, 2023 · Leawood, Ks
V•••• F•••••••• A•••••••• I••• BD affiliated
Nov 11, 2014 to Apr 5, 2023 · Overland Park, Ks
E••••• J•••• national BD
Sep 9, 2013 to Nov 12, 2014 · Palatine, Il

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to P•••••••• S••••••••• I•••
left Apr 5, 2023, registered Apr 3, 2023 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
E••••• J•••• to V•••• F•••••••• A•••••••• I•••
left Nov 12, 2014, registered Nov 11, 2014 (-1 days) · Other

Signals

••• Locked
Apr 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address