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RIA Intelligence
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Registered advisor
J••••• T• K••••
Feed of 09/15/2026
Also filed as J••••• T K••••
At current firm
1 y
since Mar 31, 2025
In the industry
17 y
since Dec 1, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Bethesda, Md
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 22, 2023 to Mar 31, 2025 · Bethesda, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 28, 2020 to Oct 28, 2022 · Ridgeland, Ms
- B••••••••• C•••••• M••••••••• L•• independent RIANov 14, 2019 to Feb 6, 2020 · Jackson, Ms
- M••••• S•••••• wirehouseFeb 25, 2016 to Oct 18, 2019 · Jackson, Ms
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 28, 2022, registered Feb 22, 2023 (117 days) · Wirehouse to affiliated broker-dealer or bank
- B••••••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 6, 2020, registered May 28, 2020 (112 days) · RIA to wirehouse
- M••••• S•••••• to B••••••••• C•••••• M••••••••• L••left Oct 18, 2019, registered Nov 14, 2019 (27 days) · Wirehouse to independent RIA
Signals
- J••••• T• K•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-22)Oct 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address