DFX Intelligence
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Registered advisor
N••••• T••••• B•••
Feed of 09/14/2026
At current firm
5 y
since Aug 16, 2021
In the industry
13 y
since Aug 24, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 16, 2021 · Pensacola, Fl
- W•••• F•••• A••••••• wirehouseOct 26, 2016 to Aug 13, 2021 · Mobile, Al
- E••••• J•••• national BDOct 21, 2013 to Jun 24, 2016 · Foley, Al
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 13, 2021, registered Aug 16, 2021 (3 days) · channel change inside one enterprise, not a move · moved with a team
- E••••• J•••• to W•••• F•••• A•••••••left Jun 24, 2016, registered Oct 26, 2016 (124 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address