RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• P•••••• M•••
- L•• F•••••••• L•• BD affiliated currentsince Aug 26, 2026 · Pottstown, Pa
- G••• L••• A•••••••• L•• independent RIA currentsince Apr 19, 2022 · Celebration, Fl
- P••• A••••• S••••••••• L•• BD affiliatedMar 21, 2017 to Jan 13, 2022 · Bethlehem, Pa
- K•• I••••••••• S••••••• L•• BD affiliatedSep 21, 2016 to Mar 3, 2017 · Plymouth Meeting, Pa
- L•• F•••••••• L•• BD affiliatedMar 31, 2014 to Sep 21, 2016 · Pottstown, Pa
- W•••• F•••• A••••••• wirehouseOct 7, 2013 to Feb 25, 2014 · Conshohocken, Pa
- P••• A••••• S••••••••• L•• to G••• L••• A•••••••• L••left Jan 13, 2022, registered Apr 19, 2022 (96 days) · Affiliated broker-dealer or bank to independent RIA
- K•• I••••••••• S••••••• L•• to P••• A••••• S••••••••• L••left Mar 3, 2017, registered Mar 21, 2017 (18 days) · Other
- L•• F•••••••• L•• to K•• I••••••••• S••••••• L••left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Feb 25, 2014, registered Mar 31, 2014 (34 days) · Other
- S••• P•••••• M••• left P••• A••••• S••••••••• L•• for G••• L••• A•••••••• L•• (registered 2022-04-19)Jan 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address