RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• M•••••
- A•••• W••••• M••••••••• L•• independent RIA currentsince Jan 25, 2024 · Atlanta, Ga
- I•••••• A•••••••• I••• asset managerJun 25, 2020 to Dec 18, 2023 · Atlanta, Ga
- R•••••• F•••••••• I•• formerDec 14, 2017 to Jun 25, 2020 · Atlanta, Ga
- M••••• G••••• A••••••• I••• independent RIAApr 27, 2015 to May 25, 2017 · Alpharetta, Ga
- E•••••• A••••••• G••••• L•• BD affiliatedOct 10, 2013 to Nov 14, 2014 · Greenwood Village, Co
- N••••••• L•• formerAug 16, 2013 to Sep 27, 2013 · Greenwood Village, Co
- I•••••• A•••••••• I••• to A•••• W••••• M••••••••• L••left Dec 18, 2023, registered Jan 25, 2024 (38 days) · Other
- R•••••• F•••••••• I•• to I•••••• A•••••••• I•••left Jun 25, 2020, registered Jun 25, 2020 (0 days) · Other
- M••••• G••••• A••••••• I••• to R•••••• F•••••••• I••left May 25, 2017, registered Dec 14, 2017 (203 days) · Other
- E•••••• A••••••• G••••• L•• to M••••• G••••• A••••••• I•••left Nov 14, 2014, registered Apr 27, 2015 (164 days) · Other
- N••••••• L•• to E•••••• A••••••• G••••• L••left Sep 27, 2013, registered Oct 10, 2013 (13 days) · Other
- M•••••• J••••• M••••• left I•••••• A•••••••• I••• for A•••• W••••• M••••••••• L•• (registered 2024-01-25)Dec 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address