DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Forrest Thompson
Certified Financial Planner
Feed of 09/14/2026
Also filed as Paul Thompson
At current firm
4 y
since Jul 15, 2022
In the industry
11 y
since Nov 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Onepoint Bfg Wealth Partners independent RIA currentsince Jul 15, 2022 · Parsippany, Nj
- Private Advisor Group, LLC BD affiliatedMay 9, 2022 to Jul 21, 2022 · Morristown, Nj
- Fidelity Personal And Workplace Advisors formerMar 18, 2021 to Apr 7, 2022 · Morristown, Nj
- Summit Financial, LLC BD affiliatedJun 23, 2020 to Feb 25, 2021 · Parsippany, Nj
Moves
a registration end followed by a registration begin elsewhere
- Private Advisor Group, LLC to Onepoint Bfg Wealth Partnersleft Jul 21, 2022, registered Jul 15, 2022 (-6 days) · corporate re-registration, not a move
- Fidelity Personal And Workplace Advisors to Private Advisor Group, LLCleft Apr 7, 2022, registered May 9, 2022 (32 days) · Affiliated broker-dealer or bank to another
- Summit Financial, LLC to Fidelity Personal And Workplace Advisorsleft Feb 25, 2021, registered Mar 18, 2021 (21 days) · Affiliated broker-dealer or bank to another
Signals
- Paul Forrest Thompson left Fidelity Personal And Workplace Advisors for Private Advisor Group, Llc (registered 2022-05-09)Apr 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address