DFX Intelligence
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Registered advisor
D••••••• Z•••
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as G•••• Z•••
At current firm
0 y
since Nov 20, 2025
In the industry
13 y
since Sep 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 20, 2025 · Campbell, Ca
- E••••• J•••• national BDApr 25, 2023 to Jun 14, 2024 · St Louis, Mo
- J••• M••••• S••••••••• L•• wirehouseSep 24, 2019 to Oct 5, 2021 · Pasadena, Ca
- C••• F•••••••• S•••••••• L••• formerOct 30, 2018 to Jul 11, 2019 · Pasadena, Ca
- C••••••••• F•••••••• N•••••• national BDMar 28, 2014 to Nov 28, 2018 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left Jun 14, 2024, registered Nov 20, 2025 (524 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to E••••• J••••left Oct 5, 2021, registered Apr 25, 2023 (567 days) · Wirehouse to affiliated broker-dealer or bank
- C••• F•••••••• S•••••••• L••• to J••• M••••• S••••••••• L••left Jul 11, 2019, registered Sep 24, 2019 (75 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••••• F•••••••• N•••••• to C••• F•••••••• S•••••••• L•••left Nov 28, 2018, registered Oct 30, 2018 (-29 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address