RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M• R•••••
- E••••• J•••• national BD currentsince May 12, 2025 · Ft Lauderdale, Fl
- I••••••• A••••••• S•••••••• L•• mixed wealthDec 25, 2023 to May 9, 2025 · Aventura, Fl
- J••• M••••• S••••••••• L•• wirehouseMay 30, 2018 to Nov 8, 2023 · Aventura, Fl
- I••••••• A••••••• S•••••••• L•• to E••••• J••••left May 9, 2025, registered May 12, 2025 (3 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to I••••••• A••••••• S•••••••• L••left Nov 8, 2023, registered Dec 25, 2023 (47 days) · Wirehouse to independent RIA
- A•••• M• R••••• left I••••••• A••••••• S•••••••• L•• for E••••• J•••• (registered 2025-05-12)May 9, 2025 · Advisor changed firm · fact
- A•••• M• R••••• left J••• M••••• S••••••••• L•• for I••••••• A••••••• S•••••••• L•• (registered 2023-12-25)Nov 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address