DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Terrance Mahoney
Feed of 09/15/2026
At current firm
5 y
since Oct 1, 2020
In the industry
12 y
since Oct 4, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Esi Financial Advisors independent RIA currentsince Oct 1, 2020 · Alpharetta, Ga
- Aegis Capital Corp. BD affiliatedMar 3, 2020 to Oct 19, 2020 · Atlanta, Ga
- Investacorp Advisory Services Inc formerJan 2, 2018 to Mar 6, 2020 · Atlanta, Ga
- On Investment Management Co BD affiliatedMar 17, 2015 to Dec 31, 2017 · Atlanta, Ga
- Edward Jones national BDDec 2, 2013 to Jan 9, 2015 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Aegis Capital Corp. to Esi Financial Advisorsleft Oct 19, 2020, registered Oct 1, 2020 (-18 days) · Affiliated broker-dealer or bank to another
- Investacorp Advisory Services Inc to Aegis Capital Corp.left Mar 6, 2020, registered Mar 3, 2020 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- On Investment Management Co to Investacorp Advisory Services Incleft Dec 31, 2017, registered Jan 2, 2018 (2 days) · Other
- Edward Jones to On Investment Management Coleft Jan 9, 2015, registered Mar 17, 2015 (67 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address