RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R••••• I••••••
- S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Sep 28, 2021 · Somerville, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 22, 2019 to Oct 19, 2021 · Somerville, Nj
- J••••• M••••••••• S•••• L•• BD affiliatedJul 1, 2016 to Aug 27, 2019 · Bedminster, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••• P••••••• I••••••••• A•••••••• L••left Oct 19, 2021, registered Sep 28, 2021 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
- J••••• M••••••••• S•••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 27, 2019, registered Aug 22, 2019 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address