RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• P••••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 5, 2025 · New York, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedJun 11, 2018 to Dec 4, 2020 · New York, Ny
- W•••• F•••• A••••••• wirehouseJun 30, 2017 to May 31, 2018 · Paramus, Nj
- M••••• S•••••• wirehouseJul 1, 2016 to Jun 30, 2017 · Little Falls, Nj
- B•• M••••• S••••••••• C••••••••• otherMar 26, 2015 to Sep 29, 2015 · New York, Ny
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left May 31, 2018, registered Jun 11, 2018 (11 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 30, 2017, registered Jun 30, 2017 (0 days) · Wirehouse to wirehouse
- B•• M••••• S••••••••• C••••••••• to M••••• S••••••left Sep 29, 2015, registered Jul 1, 2016 (276 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address