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Registered advisor
C••••• J• C•••••
Feed of 09/14/2026
Also filed as Connie Jean Gray
At current firm
2 y
since Oct 12, 2023
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Oct 12, 2023 · Riverview, Fl
- C•••••• S••••• • C••• I••• national BDMay 28, 2020 to Aug 24, 2023 · Temple Terrace, Fl
- U••• I••••••••• S••••••• C•••••• no RAUMJul 29, 2019 to May 24, 2020 · Tampa, Fl
- M••••• S•••••• wirehouseMar 18, 2019 to May 21, 2019 · Tampa, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedOct 14, 2014 to Mar 4, 2019 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Aug 24, 2023, registered Oct 12, 2023 (49 days) · Affiliated broker-dealer or bank to independent RIA
- U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••left May 24, 2020, registered May 28, 2020 (4 days) · corporate re-registration, not a move
- M••••• S•••••• to U••• I••••••••• S••••••• C••••••left May 21, 2019, registered Jul 29, 2019 (69 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- T• R••• P•••• A••••••• S•••••••• I••• to M••••• S••••••left Mar 4, 2019, registered Mar 18, 2019 (14 days) · RIA to wirehouse · moved with a team
Signals
- C••••• J• C••••• left C•••••• S••••• • C••• I••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2023-10-12)Aug 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address