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RIA Intelligence
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Registered advisor
A•••• P••••
Feed of 09/15/2026
Also filed as A•••• P P••••
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Olmsted Township, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 17, 2024 to Mar 31, 2025 · Westlake, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedApr 16, 2019 to Dec 6, 2023 · Brooklyn, Oh
- P•• W••••• M••••••••• BD affiliatedMay 30, 2018 to Nov 1, 2018 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- K•• I••••••••• S••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 6, 2023, registered Jan 17, 2024 (42 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to K•• I••••••••• S••••••• L••left Nov 1, 2018, registered Apr 16, 2019 (166 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- A•••• P•••• left K•• I••••••••• S••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-01-17)Dec 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address