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Registered advisor

C••••• D••••• W••••••

T••••••••• R••••••••• A•••••••• L••BD affiliatedChandler, Azdual registrantIAPD 6243294

Feed of 09/14/2026

Also filed as C••••• W••••••

At current firm

2 y

since Jan 11, 2024

In the industry

12 y

since Apr 25, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• R••••••••• A•••••••• L•• BD affiliated current
since Jan 11, 2024 · Chandler, Az
E•••••• A••••••• G••••• L•• BD affiliated
Nov 16, 2023 to Jan 7, 2024 · Greenwood Village, Co
M••••• S•••••• wirehouse
Jul 29, 2022 to Aug 15, 2023 · Gilbert, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 24, 2016 to Jun 2, 2022 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to T••••••••• R••••••••• A•••••••• L••
left Jan 7, 2024, registered Jan 11, 2024 (4 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to E•••••• A••••••• G••••• L••
left Aug 15, 2023, registered Nov 16, 2023 (93 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jun 2, 2022, registered Jul 29, 2022 (57 days) · Wirehouse to wirehouse

Signals

C••••• D••••• W•••••• left E•••••• A••••••• G••••• L•• for T••••••••• R••••••••• A•••••••• L•• (registered 2024-01-11)
Jan 7, 2024 · Advisor changed firm · fact
C••••• D••••• W•••••• left M••••• S•••••• for E•••••• A••••••• G••••• L•• (registered 2023-11-16)
Aug 15, 2023 · Advisor changed firm · fact
C••••• D••••• W•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-07-29)
Jun 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address