RIA Intelligence

• I•••••••• A•••••••• L•• BD affiliated current
  since Nov 3, 2025 · Bellevue, Wa
• L••• S••••• A•••••••• L•• former
  Sep 23, 2020 to Nov 3, 2025 · Bainbridge Island, Wa
• W•••• F•••• A••••••• wirehouse
  Jan 11, 2019 to Oct 25, 2019 · Seattle, Wa
• W•••• F•••• A••••••• wirehouse
  Mar 17, 2014 to Jan 11, 2019 · Seattle, Wa

• L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••
  left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to L••• S••••• A•••••••• L••
  left Oct 25, 2019, registered Sep 23, 2020 (334 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Jan 11, 2019, registered Jan 11, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address