RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• K•••• K••••••
- C••••••• P••••••• independent RIA currentsince May 23, 2017 · Overland Park, Ks
- M•••••• W••••• A••••••• formerJul 9, 2015 to Apr 25, 2017 · Overland Park, Ks
- F••••••••• F••••••••• L•• formerMay 21, 2015 to Mar 22, 2017 · Overland Park, Ks
- M•••••• BD affiliatedMar 17, 2015 to Apr 25, 2017 · Overland Park, Ks
- F••••••••• F••••••••• L•• formerDec 17, 2014 to Jan 21, 2016 · Leawood, Ks
- S••••••• F•••••••• S•••••••• I••• formerDec 13, 2013 to Apr 29, 2014 · Overland Park, Ks
- M•••••• to F••••••••• F••••••••• L••left Apr 25, 2017, registered May 21, 2015 (-705 days) · Other
- M•••••• W••••• A••••••• to C••••••• P•••••••left Apr 25, 2017, registered May 23, 2017 (28 days) · Other
- F••••••••• F••••••••• L•• to M•••••• W••••• A•••••••left Mar 22, 2017, registered Jul 9, 2015 (-622 days) · channel change inside one enterprise, not a move
- F••••••••• F••••••••• L•• to M••••••left Jan 21, 2016, registered Mar 17, 2015 (-310 days) · Other · moved with a team
- S••••••• F•••••••• S•••••••• I••• to F••••••••• F••••••••• L••left Apr 29, 2014, registered Dec 17, 2014 (232 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address