RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Aug 19, 2025 · Atlanta, Ga
- C•••••• S••••• • C••• I••• national BDAug 19, 2025 to Aug 19, 2025 · Atlanta, Ga
- W••• S••••••••• I••• formerAug 23, 2023 to Jul 18, 2025 · Atlanta, Ga
- F••••• I••••••••• independent RIAAug 15, 2018 to Jul 18, 2023 · Plano, Tx
- E•••••• C•••••• M••••••••• L•• formerFeb 7, 2017 to Jul 12, 2018 · Alpharetta, Ga
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Aug 19, 2025, registered Aug 19, 2025 (0 days) · channel change inside one enterprise, not a move · moved with a team
- W••• S••••••••• I••• to C•••••• S••••• • C••• I•••left Jul 18, 2025, registered Aug 19, 2025 (32 days) · RIA to affiliated broker-dealer or bank
- F••••• I••••••••• to W••• S••••••••• I•••left Jul 18, 2023, registered Aug 23, 2023 (36 days) · RIA to RIA
- E•••••• C•••••• M••••••••• L•• to F••••• I•••••••••left Jul 12, 2018, registered Aug 15, 2018 (34 days) · RIA to RIA
- K•••• M•••••• left W••• S••••••••• I••• for C•••••• S••••• • C••• I••• (registered 2025-08-19)Jul 18, 2025 · Advisor changed firm · fact
- K•••• M•••••• left F••••• I••••••••• for W••• S••••••••• I••• (registered 2023-08-23)Jul 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address