DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• A• E•••••••••

M••••• S••••••wirehouseSandy, Utdual registrantIAPD 6252253

Feed of 09/14/2026

Also filed as B•••• Antonio E•••••••••

At current firm

4 y

since Sep 1, 2022

In the industry

12 y

since Nov 13, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Sep 1, 2022 · Sandy, Ut
E•••••• C•••••• M••••••••• L•• former
Jul 19, 2022 to Sep 5, 2023 · Arlington, Va
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jun 28, 2022 · Boston, Ma
S•••••••• A••••••• L•• national BD
Nov 23, 2016 to Jul 13, 2018 · Salt Lake City, Ut
W•••• F•••• A••••••• wirehouse
Dec 6, 2013 to Aug 19, 2015 · Centerville, Ut

Moves

a registration end followed by a registration begin elsewhere

E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 1, 2022 (-369 days) · corporate re-registration, not a move
F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• C•••••• M••••••••• L••
left Jun 28, 2022, registered Jul 19, 2022 (21 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to S•••••••• A••••••• L••
left Aug 19, 2015, registered Nov 23, 2016 (462 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

B•••• A• E••••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for E•••••• C•••••• M••••••••• L•• (registered 2022-07-19)
Jun 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address