DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Derek Allen Nickleson
Feed of 09/15/2026
Also filed as Derek Nickleson
At current firm
4 y
since Mar 10, 2022
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Mar 10, 2022 · Eugene, Or
- Cetera Investment Advisers LLC BD affiliatedMay 10, 2021 to Mar 10, 2022 · Eugene, Or
- Edward Jones national BDFeb 12, 2018 to Apr 20, 2021 · Indianapolis, In
- Bmo Harris Financial Advisors, Inc formerJun 20, 2017 to Feb 6, 2018 · Brownsburg, In
- J.P. Morgan Securities LLC wirehouseApr 18, 2017 to Jun 22, 2017 · Indianapolis, In
- Wells Fargo Advisors wirehouseDec 11, 2013 to Mar 27, 2017 · Eugene, Or
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Wells Fargo Advisorsleft Mar 10, 2022, registered Mar 10, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse
- Edward Jones to Cetera Investment Advisers LLCleft Apr 20, 2021, registered May 10, 2021 (20 days) · Affiliated broker-dealer or bank to another
- Bmo Harris Financial Advisors, Inc to Edward Jonesleft Feb 6, 2018, registered Feb 12, 2018 (6 days) · Other
- J.P. Morgan Securities LLC to Bmo Harris Financial Advisors, Incleft Jun 22, 2017, registered Jun 20, 2017 (-2 days) · Other
- Wells Fargo Advisors to J.P. Morgan Securities LLCleft Mar 27, 2017, registered Apr 18, 2017 (22 days) · Wirehouse to wirehouse
Signals
- Derek Allen Nickleson left Cetera Investment Advisers Llc for Wells Fargo Advisors (registered 2022-03-10)Mar 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address