D•••• M• S••••••

• A••••• A•• P••••••• S••••••• BD affiliated current
  since Aug 23, 2023 · Mechanicsburg, Pa
• C•••••• S••••• • C••• I••• national BD
  Jan 26, 2022 to Aug 11, 2023 · Camp Hill, Pa
• T• A••••••••• I••• former
  Jun 24, 2016 to Oct 14, 2022 · Harrisburg, Pa
• T• A••••••••• I••••••••• M••••••••• L•• former
  May 3, 2016 to Aug 11, 2023 · Harrisburg, Pa
• P•• W••••• M••••••••• BD affiliated
  Mar 31, 2015 to Apr 21, 2016 · Lititz, Pa
• E••••• J•••• national BD
  Feb 10, 2014 to Feb 19, 2015 · St Louis, Mo

• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Aug 11, 2023, registered Jun 24, 2016 (-2604 days) · channel change inside one enterprise, not a move
• C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
  left Aug 11, 2023, registered Aug 23, 2023 (12 days) · Affiliated broker-dealer or bank to another
• T• A••••••••• I••• to C•••••• S••••• • C••• I•••
  left Oct 14, 2022, registered Jan 26, 2022 (-261 days) · channel change inside one enterprise, not a move
• P•• W••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
  left Apr 21, 2016, registered May 3, 2016 (12 days) · Other
• E••••• J•••• to P•• W••••• M•••••••••
  left Feb 19, 2015, registered Mar 31, 2015 (40 days) · Other

• ••• Locked
  Aug 11, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address