RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• S••••••
- P••••••••• C•••••• M••••••••• state registered currentsince Feb 7, 2024 · San Antonio, Tx
- M••••• C•••••• A•••••••• L•• independent RIAJan 16, 2019 to Oct 10, 2025 · San Antonio, Tx
- J••• M••••• S••••••••• L•• wirehouseMar 30, 2017 to May 2, 2018 · San Antonio, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerNov 5, 2015 to Mar 8, 2017 · San Antonio, Tx
- S•• BD affiliatedJan 26, 2015 to Aug 28, 2015 · San Antonio, Tx
- P•• S••••••• C•••••• M••••••••• L•• independent RIASep 4, 2014 to Dec 15, 2014 · Austin, Tx
- M••••• C•••••• A•••••••• L•• to P••••••••• C•••••• M•••••••••left Oct 10, 2025, registered Feb 7, 2024 (-611 days) · RIA to a state-registered adviser
- J••• M••••• S••••••••• L•• to M••••• C•••••• A•••••••• L••left May 2, 2018, registered Jan 16, 2019 (259 days) · Other
- P•• M•••••• A•••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Mar 8, 2017, registered Mar 30, 2017 (22 days) · Other · moved with a team
- S•• to P•• M•••••• A•••••• S••••••••• I•••left Aug 28, 2015, registered Nov 5, 2015 (69 days) · Other
- P•• S••••••• C•••••• M••••••••• L•• to S••left Dec 15, 2014, registered Jan 26, 2015 (42 days) · Other
- M••••••• S•••••• left M••••• C•••••• A•••••••• L•• for P••••••••• C•••••• M••••••••• (registered 2024-02-07)Oct 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address