DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C•••••• A•••••••• L••
Latest filing Feb 9, 2026
First filing on the tape Feb 21, 2012 · 21 filings
SEC status approved since Jul 28, 2021
RAUM
$182M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
97%
$177M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$22.7M
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$182M as of Feb 9, 2026
Mar 27, 2012$28.6M then
HNW client RAUM$169M as of Feb 9, 2026
Mar 24, 2022$162M then
State-registered IARs (5.B.3)8 as of Feb 9, 2026
Mar 24, 20228 then
Employees (5.A)9 as of Feb 9, 2026
Mar 24, 202210 then
Private funds: no history
RAUM +9.2% over the last fiscal year+21% a year over threeIARs 10 to 8
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
- RAUM per advisor
- $22.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$169M93%
- Individuals$7.5M4.1%
- Charitable organizations$5.2M2.8%
- Individual clients
- 26reported
- HNW clients
- 56reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 84reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• B•••• M••••• | San Antonio, Tx | Jul 12, 1999 | 37 y | 0 |
| S•••••••• W•••• K•••••• | San Antonio, Tx | Oct 28, 2013 | 26 y | 2 |
| C••••••••• G•• M•••••Chartered Financial Analyst | College Station, Tx | Mar 5, 2015 | 33 y | 0 |
| C••••• D•••• B•••••••Certified Financial Planner | San Antonio, Tx | May 4, 2016 | 10 y | 0 |
| C••••••••• P••••••• | San Antonio, Tx | May 25, 2017 | 38 y | 0 |
| C••••• M•••••• K•••••• | San Antonio, Tx | May 14, 2019 | 13 y | 1 |
| C•••••• A•••••• M•••••••• | San Antonio, Tx | May 7, 2021 | 24 y | 1 |
| R••••• G•••••• M••••••• | San Antonio, Tx | Sep 30, 2024 | 10 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- S••••• V••••••••• to E•••••• A••••••• G••••• L••Nov 25, 2025 · RIA to affiliated broker-dealer or bank
- M••••••• S•••••• to P••••••••• C•••••• M•••••••••Oct 10, 2025 · RIA to a state-registered adviser
- S••••• M••••••• P•••• to T•••• C•••••• B••• P•••••• W••••• A•••••••Dec 8, 2022 · RIA to RIA
- D•••• H••••• J•••• to C••• C•••••• M••••••••• L••May 6, 2010 · Other
Joined, latest
- S••••• V••••••••• from L•• F•••••••• L••Sep 26, 2024 · Affiliated broker-dealer or bank to independent RIA
- C•••••• A•••••• M•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 7, 2021 · Other
- M••••••• S•••••• from J••• M••••• S••••••••• L••Jan 16, 2019 · Other
- D•••• H••••• J•••• from C•••••• C••••• A•••• M••••••••• I••May 19, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• C•••••• D•••• · Partner, Chief Compliance Officer, Director Of Operationscontrolsince 01/2018 · owns less than 5%
- M•••••• P•••• B•••• · Managing Partnercontrolsince 01/1999 · owns 75% or more
- K••••••• C•••••• M•••••• · Partnersince 04/2019 · owns less than 5%
- R••••• V•• S••••••• · Partnersince 01/2010 · owns less than 5%
- S••••••• M••••••• · Partnersince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
- C•• I••••••••• M•••••••••investment advisernRAUM $84.6M
- P••••••••• C•••••• M•••••••••investment advisernRAUM $1.6M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 7 | 0 | 2 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 83 to 84Oct 10, 2025 to Feb 9, 2026
- Advisory employees · 9 to 8Oct 10, 2025 to Feb 9, 2026
- Charity clients · 1 to 2Oct 10, 2025 to Feb 9, 2026
- HNW clients · 46 to 56Oct 10, 2025 to Feb 9, 2026
- Individual clients · 35 to 26Oct 10, 2025 to Feb 9, 2026
- State-registered IARs · 9 to 8Oct 10, 2025 to Feb 9, 2026
- Discretionary RAUM · $157M to $173MOct 10, 2025 to Feb 9, 2026
- HNW RAUM · $151M to $169MOct 10, 2025 to Feb 9, 2026
- Individual RAUM · $10.7M to $7.5MOct 10, 2025 to Feb 9, 2026
- Non-discretionary RAUM · $9.9M to $8.5MOct 10, 2025 to Feb 9, 2026
- RAUM · $167M to $182MOct 10, 2025 to Feb 9, 2026
- Advisory employees · 10 to 9Jul 17, 2025 to Oct 10, 2025
- Employees · 10 to 9Jul 17, 2025 to Oct 10, 2025
- Insurance-licensed employees · 2 to 1Jul 17, 2025 to Oct 10, 2025
- State-registered IARs · 10 to 9Jul 17, 2025 to Oct 10, 2025
- Financial planning clients · 1-10 to 1-10Feb 7, 2025 to Jul 17, 2025
- Accounts · 80 to 83May 28, 2024 to Feb 7, 2025
- Advisory employees · 8 to 10May 28, 2024 to Feb 7, 2025
- HNW clients · 43 to 46May 28, 2024 to Feb 7, 2025
- Individual clients · 36 to 35May 28, 2024 to Feb 7, 2025
- Employees · 8 to 10May 28, 2024 to Feb 7, 2025
- State-registered IARs · 8 to 10May 28, 2024 to Feb 7, 2025
- Discretionary RAUM · $118M to $157MMay 28, 2024 to Feb 7, 2025
- HNW RAUM · $110M to $151MMay 28, 2024 to Feb 7, 2025
- Individual RAUM · $11.0M to $10.7MMay 28, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $6.5M to $9.9MMay 28, 2024 to Feb 7, 2025
- RAUM · $125M to $167MMay 28, 2024 to Feb 7, 2025
- Accounts · 74 to 80Feb 8, 2023 to Mar 4, 2024
- HNW clients · 32 to 43Feb 8, 2023 to Mar 4, 2024
- Individual clients · 40 to 36Feb 8, 2023 to Mar 4, 2024
- Insurance-licensed employees · 1 to 2Feb 8, 2023 to Mar 4, 2024
- Discretionary RAUM · $99.8M to $118MFeb 8, 2023 to Mar 4, 2024
- HNW RAUM · $11.2M to $110MFeb 8, 2023 to Mar 4, 2024
- Individual RAUM · $88.3M to $11.0MFeb 8, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $3.1M to $6.5MFeb 8, 2023 to Mar 4, 2024
- RAUM · $103M to $125MFeb 8, 2023 to Mar 4, 2024
- Accounts · 123 to 74Aug 4, 2022 to Feb 8, 2023
- HNW clients · 51 to 32Aug 4, 2022 to Feb 8, 2023
- Individual clients · 22 to 40Aug 4, 2022 to Feb 8, 2023
- Employees · 10 to 8Aug 4, 2022 to Feb 8, 2023
Signals
5 dated events
- S••••• V••••••••• left M••••• C•••••• A•••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-04-30)Nov 25, 2025 · Advisor changed firm · fact
- M••••••• S•••••• left M••••• C•••••• A•••••••• L•• for P••••••••• C•••••• M••••••••• (registered 2024-02-07)Oct 10, 2025 · Advisor changed firm · fact
- S••••• M••••••• P•••• left M••••• C•••••• A•••••••• L•• for T•••• C•••••• B••• P•••••• W••••• A••••••• (registered 2022-12-08)Dec 8, 2022 · Advisor changed firm · fact
- D•••• C••••• I•••• (Partner, Chief Compliance Officer, Director Of Operations) appeared on Schedule A of M••••• C•••••• A•••••••• L••Jun 25, 2021 · Control person joined · fact
- M••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- chris@martincapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- darby@martincapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- elizabeth@martincapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 210-694-2100reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/martin-capital-advisors-llpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 210-694-2100reportedpublic record, Form ADV, Feb 9, 2026
- Contact form
- martincapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- martincapital.com/our-peoplereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026