DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher T Koch
Feed of 09/15/2026
At current firm
6 y
since Nov 21, 2019
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
4
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Federated Global Investment Management Corp. asset manager currentsince Aug 17, 2021 · Tinley Park, Il
- Mdt Advisers, A Division Of Federated Mdta LLC asset manager currentsince Nov 27, 2019 · Tinley Park, Il
- Federated Investment Counseling institutional currentsince Nov 21, 2019 · Tinley Park, Il
- Federated Securities Corp. no RAUM currentsince Nov 21, 2019 · Pittsburgh, Pa
- Nuveen Asset Management, LLC mixed wealthMar 27, 2014 to Nov 22, 2019 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Nuveen Asset Management, LLC to Federated Investment Counselingleft Nov 22, 2019, registered Nov 21, 2019 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address