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RIA Intelligence
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Registered advisor
T•••••• S• B••••
Feed of 09/14/2026
At current firm
7 y
since Jan 15, 2019
In the industry
12 y
since Jan 16, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 15, 2019 · St. Petersburg, Fl
- U••• I••••••••• S••••••• C•••••• no RAUMJan 8, 2018 to Jan 3, 2019 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerMar 9, 2015 to Jan 8, 2018 · Tampa, Fl
- E••••• J•••• national BDNov 12, 2014 to Feb 9, 2015 · Palm Bay, Fl
- U••• F•••••••• P••••••• S••••••• formerJun 10, 2014 to Oct 8, 2014 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- U••• I••••••••• S••••••• C•••••• to R•••••• J•••• • A••••••••• I•••left Jan 3, 2019, registered Jan 15, 2019 (12 days) · Affiliated broker-dealer or bank to another
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- E••••• J•••• to U••• F•••••••• P••••••• S•••••••left Feb 9, 2015, registered Mar 9, 2015 (28 days) · Other
- U••• F•••••••• P••••••• S••••••• to E••••• J••••left Oct 8, 2014, registered Nov 12, 2014 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address