DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Wayne Taylor
Feed of 09/15/2026
Also filed as Timothy Taylor
At current firm
1 y
since Feb 25, 2025
In the industry
12 y
since Feb 28, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Money Concepts Advisory Service BD affiliated currentsince Feb 25, 2025 · Palm Beach Gardens, Fl
- LPL Enterprise, LLC BD affiliatedNov 14, 2024 to Mar 4, 2025 · Plano, Tx
- Pruco Securities, LLC no RAUMJul 24, 2019 to Nov 14, 2024 · Plano, Tx
- Park Avenue Securities LLC BD affiliatedMay 16, 2017 to Aug 12, 2019 · Fort Worth, Tx
- MML Investors Services, LLC BD affiliatedDec 13, 2016 to Feb 1, 2017 · Fort Worth, Tx
- Edward Jones national BDMar 12, 2014 to Dec 4, 2015 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- LPL Enterprise, LLC to Money Concepts Advisory Serviceleft Mar 4, 2025, registered Feb 25, 2025 (-7 days) · Other
- Pruco Securities, LLC to LPL Enterprise, LLCleft Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- Park Avenue Securities LLC to Pruco Securities, LLCleft Aug 12, 2019, registered Jul 24, 2019 (-19 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Park Avenue Securities LLCleft Feb 1, 2017, registered May 16, 2017 (104 days) · Other
- Edward Jones to MML Investors Services, LLCleft Dec 4, 2015, registered Dec 13, 2016 (375 days) · Other
Signals
- Timothy Wayne Taylor left Lpl Enterprise, Llc for Money Concepts Advisory Service (registered 2025-02-25)Mar 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address