DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• J•••• S•••••••

S••••independent RIAFishers, In dual registrantIAPD 6290143

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Nov 3, 2025

In the industry

12 y

since Feb 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since Nov 3, 2025 · New York, Ny
C••••••••• F•••••••• N•••••• national BD
May 20, 2024 to Nov 3, 2025 · Carmel, In
O•••• F•• I••• former
Jul 20, 2021 to May 22, 2024 · Indianapolis, In
P•••••••• S••••••••• I••• BD affiliated
Aug 15, 2016 to Aug 10, 2021 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to S••••
left Nov 3, 2025, registered Nov 3, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
O•••• F•• I••• to C••••••••• F•••••••• N••••••
left May 22, 2024, registered May 20, 2024 (-2 days) · Affiliated broker-dealer or bank to another
P•••••••• S••••••••• I••• to O•••• F•• I•••
left Aug 10, 2021, registered Jul 20, 2021 (-21 days) · Affiliated broker-dealer or bank to another

Signals

C•••••• J•••• S••••••• left C••••••••• F•••••••• N•••••• for Savvy (registered 2025-11-03)
Nov 3, 2025 · Advisor changed firm · fact
C•••••• J•••• S••••••• left O•••• F•• I••• for C••••••••• F•••••••• N•••••• (registered 2024-05-20)
May 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address