DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Vernon Moses

Pnc Wealth ManagementBD affiliatedCharlotte, Ncdual registrantIAPD 6292228

Feed of 09/14/2026

Also filed as Vernon Moses

At current firm

0 y

since Jun 17, 2026

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pnc Wealth Management BD affiliated current
since Jun 17, 2026 · Charlotte, Nc
Strategic Advisers LLC national BD
Mar 31, 2025 to Mar 26, 2026 · Huntersville, Nc
Fidelity Personal And Workplace Advisors former
May 7, 2021 to Mar 31, 2025 · Huntersville, Nc
Truist Advisory Services, Inc. BD affiliated
Feb 17, 2021 to Mar 8, 2021 · Atlanta, Ga
Bb&T Securities, LLC former
Apr 3, 2019 to Feb 17, 2021 · Charlotte, Nc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 5, 2014 to Mar 13, 2019 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to Pnc Wealth Management
left Mar 26, 2026, registered Jun 17, 2026 (83 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Truist Advisory Services, Inc. to Fidelity Personal And Workplace Advisors
left Mar 8, 2021, registered May 7, 2021 (60 days) · Affiliated broker-dealer or bank to another
Bb&T Securities, LLC to Truist Advisory Services, Inc.
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bb&T Securities, LLC
left Mar 13, 2019, registered Apr 3, 2019 (21 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Vernon Moses left Strategic Advisers Llc for Pnc Wealth Management (registered 2026-06-17)
Mar 26, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address