DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• T•••••• R•••••

C••••••••• P•••••• W••••• L••formerSlidell, LaIA-onlyIAPD 6297093

Feed of 09/14/2026

Also filed as J•••• T R•••••

At current firm

1 y

since Aug 4, 2025

In the industry

11 y

since Oct 10, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• P•••••• W••••• L•• former current
since Aug 4, 2025 · Slidell, La
C••••• I••••••••• A••••••• L•• BD affiliated
Dec 12, 2022 to Aug 26, 2024 · Gretna, La
L•• F•••••••• L•• BD affiliated
Apr 4, 2022 to Dec 9, 2022 · Metairie, La
E•••••••• A•••••••• L•• national BD
Oct 8, 2019 to Jul 14, 2020 · Lakewood, Co
M•• I•••••••• S•••••••• L•• BD affiliated
Dec 6, 2018 to Jul 12, 2019 · Metairie, La
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 27, 2015 to Dec 27, 2018 · Baton Rouge, La
E••••• J•••• national BD
Oct 10, 2014 to Mar 26, 2015 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to C••••••••• P•••••• W••••• L••
left Aug 26, 2024, registered Aug 4, 2025 (343 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 9, 2022, registered Dec 12, 2022 (3 days) · RIA to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to L•• F•••••••• L••
left Jul 14, 2020, registered Apr 4, 2022 (629 days) · Affiliated broker-dealer or bank to independent RIA
M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••
left Jul 12, 2019, registered Oct 8, 2019 (88 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••
left Dec 27, 2018, registered Dec 6, 2018 (-21 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to V•••• F•••••••• A•••••••• I•••
left Mar 26, 2015, registered Apr 27, 2015 (32 days) · Other

Signals

J•••• T•••••• R••••• left C••••• I••••••••• A••••••• L•• for C••••••••• P•••••• W••••• L•• (registered 2025-08-04)
Aug 26, 2024 · Advisor changed firm · fact
J•••• T•••••• R••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2022-12-12)
Dec 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address