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Registered advisor
J••• C••••••••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• C••••••••• M•••••
At current firm
2 y
since Jul 15, 2024
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• G••••• A••••••• I••• independent RIA currentsince Jul 15, 2024 · Dallas, Tx
- V••••••• A•••••••• I••• BD affiliatedOct 10, 2022 to Jul 10, 2024 · Plano, Tx
- C•••••• S••••• • C••• I••• national BDNov 18, 2020 to Sep 20, 2022 · Albuquerque, Nm
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Oct 18, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDJan 4, 2017 to Jul 13, 2018 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- V••••••• A•••••••• I••• to M••••• G••••• A••••••• I•••left Jul 10, 2024, registered Jul 15, 2024 (5 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••••• • C••• I••• to V••••••• A•••••••• I•••left Sep 20, 2022, registered Oct 10, 2022 (20 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Oct 18, 2020, registered Nov 18, 2020 (31 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
- J••• C••••••••• M••••• left V••••••• A•••••••• I••• for M••••• G••••• A••••••• I••• (registered 2024-07-15)Jul 10, 2024 · Advisor changed firm · fact
- J••• C••••••••• M••••• left C•••••• S••••• • C••• I••• for V••••••• A•••••••• I••• (registered 2022-10-10)Sep 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address