DFX Intelligence
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Registered advisor
L••••• M•
Certified Financial Planner
Feed of 09/19/2026
Also filed as Lauren Ingram
At current firm
0 y
since Sep 18, 2026
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Sep 18, 2026 · Bellevue, Wa
- M••••••••• unclassifiedMar 27, 2024 to Jun 3, 2026 · Renton, Wa
- V••••••• A•••••••• I••• BD affiliatedMay 10, 2022 to Nov 30, 2023 · Scottsdale, Az
- M••••• S•••••• wirehouseJan 15, 2021 to Mar 3, 2022 · Walnut Creek, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 22, 2017 to Jan 13, 2021 · Walnut Creek, Ca
- M••••• S•••••• wirehouseMay 23, 2014 to Sep 25, 2017 · Berwyn, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••••••• to S••••• W••••• A•••••••• I•••left Jun 3, 2026, registered Sep 18, 2026 (107 days) · Other
- V••••••• A•••••••• I••• to M•••••••••left Nov 30, 2023, registered Mar 27, 2024 (118 days) · Other
- M••••• S•••••• to V••••••• A•••••••• I•••left Mar 3, 2022, registered May 10, 2022 (68 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jan 13, 2021, registered Jan 15, 2021 (2 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 25, 2017, registered Sep 22, 2017 (-3 days) · Wirehouse to wirehouse
Signals
- L••••• M• registered as an investment adviser representative at S••••• W••••• A•••••••• I•••Sep 18, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address