RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Mar 22, 2021 · Tampa, Fl
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMDec 23, 2019 to Feb 25, 2021 · Tampa, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 15, 2015 to Jul 10, 2019 · Tampa, Fl
- E•••• • Y•••• I••••••••• A••••••• L•• to F••••• I•••••••••left Feb 25, 2021, registered Mar 22, 2021 (25 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to E•••• • Y•••• I••••••••• A••••••• L••left Jul 10, 2019, registered Dec 23, 2019 (166 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address