DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as James Ian Maher
At current firm
0 y
since Mar 2, 2026
In the industry
24 y
since Sep 1, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Mar 2, 2026 · Dallas, Tx
- Calamos Wealth Management LLC independent RIAFeb 23, 2024 to Nov 20, 2025 · Fort Worth, Tx
- Mai Capital Management, LLC independent RIAAug 24, 2022 to Dec 15, 2023 · Forth Worth, Tx
- Fisher Investments independent RIAJan 11, 2019 to Mar 25, 2022 · Plano, Tx
- Ameriprise Financial Services, LLC national BDJun 18, 2018 to Dec 18, 2018 · Richardson, Tx
- Edward Jones national BDJun 2, 2014 to Jun 7, 2018 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Calamos Wealth Management LLC to Hightower Advisors, LLCleft Nov 20, 2025, registered Mar 2, 2026 (102 days) · RIA to affiliated broker-dealer or bank
- Mai Capital Management, LLC to Calamos Wealth Management LLCleft Dec 15, 2023, registered Feb 23, 2024 (70 days) · RIA to RIA
- Fisher Investments to Mai Capital Management, LLCleft Mar 25, 2022, registered Aug 24, 2022 (152 days) · RIA to RIA
- Ameriprise Financial Services, LLC to Fisher Investmentsleft Dec 18, 2018, registered Jan 11, 2019 (24 days) · Affiliated broker-dealer or bank to independent RIA
- Edward Jones to Ameriprise Financial Services, LLCleft Jun 7, 2018, registered Jun 18, 2018 (11 days) · Affiliated broker-dealer or bank to another
Signals
- James Maher left Calamos Wealth Management Llc for Hightower Advisors, Llc (registered 2026-03-02)Nov 20, 2025 · Advisor changed firm · fact
- James Maher left Mai Capital Management, Llc for Calamos Wealth Management Llc (registered 2024-02-23)Dec 15, 2023 · Advisor changed firm · fact
- James Maher left Fisher Investments for Mai Capital Management, Llc (registered 2022-08-24)Mar 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address